Financial Institution Regulation
Understanding Legislation and Ensuring Ongoing Compliance
May 4 and 5, 2010
Optional Workshop: May 6, 2010
TORONTO, ONTARIO
Event Overview
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Hear top-flight professionals from Canada's biggest banks discuss the proven strategies that have kept our banking system safe!
- Listen to a discussion panel on new regulation
- Hear practical advice for dealing with outsourcing
- Review the latest changes in privacy legislation
- Reflect on the NI 31-103 transition
- Learn best practices in anti-money laundering and anti-terrorist financing
- Explore convergence as an approach to compliance
- Review the changes to credit regulation
- Compare other departments' methods for integrating new compliance strategies
Plus! Take advantage of our optional post-conference workshop:
NI 31-103: Lessons Learned and Strategies Going Forward: review strategies for streamlining the transition to and implementation of NI 31-103.
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Get detailed insight in presentations from leading firms and consultants:
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- Scotiabank
- TD Bank
- BMO Nesbitt Burns
- HSBC
- Deloitte LLP
- President's Choice Bank
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- Sutton Boyce Gilkes
- Blake Cassels & Graydon LLP
- Borden Ladner Gervais LLP
- JP Morgan Chase Bank
- Jameson Bank
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The global economic crisis has shaken the financial system to its very core. As markets begin the painful recovery, regulators are drastically changing the landscape to try to prevent another economic tragedy from occurring. The current political climate demands complete and open compliance with government regulators. As the individual responsible for regulatory compliance at your financial institution, you have to stay current with new legislation and best practices so that you can continue to do your job in an effective and resource-efficient manner.
For nearly 20 years, Infonex has provided cutting-edge insights and industry best practices to Canada business leaders, helping them remain efficient, effective, compliant, and profitable. You can't afford to miss this event!
Attend INFONEX's Financial Institution Regulation: Understanding Legislation and Ensuring Compliance to get the information you desperately need. Our faculty of seasoned industry leaders will provide you with the cutting-edge ideas and proven strategies you need to stay ahead of the curve. Hear Scotiabank Associate General Counsel Michael Davenport talk about recent changes in privacy legislation, along with best practices for handling breaches. Learn about using convergence as a tool for staying compliant, from TD Bank Vice-President Gordon Piercy. Learn best practices for anti-money laundering from Jacqueline Shinfield, Blake Cassels Graydon, and Karen Irwin, Deloitte.
Don't wait another minute to ensure you get the practical advice and expert insights you need to deal with your most pressing regulatory and compliance issues. register today!
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Who Should Attend This Event
- Chief Compliance Officers, Directors of Compliance, Compliance Managers, and Compliance Officers
- In-House Counsel, Senior Legal Counsel, Associate General Counsel, and General Counsel
- AML and ATF Officers, Managers, and Directors
- Regulatory Service Advisors
- Chartered Accountants
- Members of Financial Services Firms
- Securities Professionals
- Financial Services Lawyers
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